Hyster-Yale (HY) director granted 1,139 Class A shares in trust

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Batcheler Colleen reported acquisition or exercise transactions in this Form 4 filing.

Hyster-Yale, Inc. director Colleen Batcheler received a stock award of 1,139 shares of Class A Common Stock. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and are held in a trust for her benefit. Following this compensation-related award, her indirect holdings total 9,091 Class A shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Batcheler Colleen

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,139	$0.00	--

Holdings After Transaction: Class A Common Stock — 9,091 shares (Indirect, Shares held in trust for benefit of Reporting Person)

Footnotes (1)

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Key Figures

Shares granted: 1,139 shares Shares held after grant: 9,091 shares Reported transaction price: $0.0000 per share

3 metrics

Shares granted 1,139 shares Class A Common Stock award under Non-Employee Directors' Equity Compensation Plan

Shares held after grant 9,091 shares Indirect holdings of Class A Common Stock following award

Reported transaction price $0.0000 per share Award shares recorded with no cash purchase price

Key Terms

Non-Employee Directors' Equity Compensation Plan, Required Shares, Class A Common Stock

3 terms

Non-Employee Directors' Equity Compensation Plan financial

"under the company's Non-Employee Directors' Equity Compensation Plan."

Required Shares financial

"awarded to the Reporting Person as "Required Shares" under the company's"

Class A Common Stock financial

"Award-Shares of Class A Common Stock awarded to the Reporting Person"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 09:29 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Batcheler Colleen

(Last)

(First)

(Middle)

5875 LANDERBROOK DR, SUITE 300

(Street)

CLEVELAND

OHIO

44124

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/02/2026		A⁽¹⁾		1,139	A	$0	9,091	I	Shares held in trust for benefit of Reporting Person

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

	/s/ Suzanne S. Taylor, attorney-in-fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Hyster-Yale (HY) director Colleen Batcheler report on this Form 4?

Colleen Batcheler reported receiving 1,139 shares of Hyster-Yale Class A Common Stock. These were awarded as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan and are held in a trust for her benefit, increasing her indirect ownership to 9,091 shares.

Is the Hyster-Yale (HY) Form 4 transaction an open-market purchase or a grant?

The transaction is a grant, not an open-market purchase. Batcheler acquired 1,139 Class A shares as a compensation award labeled “Required Shares” under Hyster-Yale’s Non-Employee Directors' Equity Compensation Plan, with no purchase price shown and the shares held in a trust.

How many Hyster-Yale (HY) shares does Colleen Batcheler hold after the reported grant?

After the grant, Batcheler indirectly holds 9,091 shares of Hyster-Yale Class A Common Stock. The 1,139 awarded shares are held in a trust for her benefit, and the total reported figure reflects her indirect ownership following this compensation-related acquisition.

How many Hyster-Yale (HY) shares were granted to the director in this filing?

The filing shows a grant of 1,139 shares of Hyster-Yale Class A Common Stock. These are described as “Required Shares” awarded under the company’s Non-Employee Directors' Equity Compensation Plan, with no cash price per share indicated in the reported transaction details.

How are the granted Hyster-Yale (HY) shares held for Colleen Batcheler?

The 1,139 granted Class A shares are held in a trust for Batcheler’s benefit. The Form 4 classifies the ownership as indirect and notes that the trust structure is used for holding the award shares under the Non-Employee Directors' Equity Compensation Plan.

Hyster-Yale (HY) director granted 1,139 Class A shares in trust

Rhea-AI Filing Summary

Positive