Hyster-Yale (NYSE: HY) director granted 1,139 Class A shares as award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

TAPLIN BRITTON T reported acquisition or exercise transactions in this Form 4 filing.

Hyster-Yale director Britton T. Taplin reported an equity award of Class A Common Stock as compensation, not an open-market trade. He received 1,139 shares at a price of $0.00 per share as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, held in a trust for his benefit.

Following this award, that trust holds 389,392 Class A shares, and the filing also updates several other indirect holdings through LLCs, trusts and a spouse account. Taplin disclaims beneficial ownership of these reported shares, indicating they are largely held in fiduciary or related-party capacities.

Insights

Routine equity award to a Hyster-Yale director with no open-market buying or selling.

Director Britton T. Taplin received an award of 1,139 Class A Common shares at $0.00 per share. The filing describes these as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan, which is a standard stock-based compensation mechanism rather than a discretionary stock purchase.

The updated indirect holdings show 389,392 shares in a trust for his benefit plus positions held via LLCs, trusts and a spouse account. Footnotes state that Taplin disclaims beneficial ownership of these shares, suggesting primarily fiduciary or family-structure holdings. With no reported sales or option exercises and only one small acquisition entry, this appears to be a routine, low-signal compensation event.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider TAPLIN BRITTON T

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,139	$0.00	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 389,392 shares (Indirect, Held in Trust fbo Reporting Person)

Footnotes (1)

Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares.

Key Figures

Equity award shares: 1,139 shares Award price: $0.00 per share Trust holdings after award: 389,392 shares +4 more

7 metrics

Equity award shares 1,139 shares Class A Common Stock granted at $0.00 per share

Award price $0.00 per share Required Shares under Non-Employee Directors' Equity Compensation Plan

Trust holdings after award 389,392 shares Held in trust for the benefit of the reporting person

Abigail LLC-related holdings 108,844 shares Proportionate interest in shares held by Abigail LLC

Corky LLC-related holdings 61,138 shares Proportionate interest in shares held by Corky LLC

Spouse-held shares 11,510 shares Indirect ownership through spouse

Children’s trust shares 11,143 shares Reporting person is trustee of trust for children

Key Terms

Non-Employee Directors' Equity Compensation Plan, Required Shares, beneficial ownership, Held in Trust fbo Reporting Person, +1 more

5 terms

Non-Employee Directors' Equity Compensation Plan financial

"under the company's Non-Employee Directors' Equity Compensation Plan"

Required Shares financial

"awarded to the Reporting Person as "Required Shares" under the company's"

beneficial ownership financial

"Reporting Person disclaims beneficial ownership of all such shares."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Held in Trust fbo Reporting Person financial

"nature_of_ownership": "Held in Trust fbo Reporting Person""

Proportionate interest in shares financial

"nature_of_ownership": "Proportionate interest in shares held by Abigail LLC"

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 09:33 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TAPLIN BRITTON T

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

OHIO

44124

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/02/2026		A⁽¹⁾		1,139	A	$0	389,392	I	Held in Trust fbo Reporting Person
Class A Common Stock								108,844	I	Proportionate interest in shares held by Abigail LLC held in trust fbo reporting person
Class A Common Stock								61,138	I	Proportionate interest in shares held by Corky LLC
Class A Common Stock								11,510	I	Held by Spouse⁽²⁾
Class A Common Stock								108,844	I	Prop interests in shares held by Abigail LLC in Ted Taplin Common Trust which Rep Person is Trustee
Class A Common Stock								11,143	I	Reporting Person is trustee of trust fbo Reporting Person children

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. Reporting Person disclaims beneficial ownership of all such shares.

	/s/ Suzanne S. Taylor, attorney-in-fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Hyster-Yale (HY) director Britton Taplin report in this Form 4?

Director Britton T. Taplin reported receiving 1,139 shares of Hyster-Yale Class A Common Stock as an equity award at no cost. The filing also updates his indirect holdings through trusts, LLCs and a spouse account, without any open-market purchases or sales disclosed.

How many Hyster-Yale (HY) shares were granted to the director and at what price?

The director was granted 1,139 shares of Hyster-Yale Class A Common Stock at a price of $0.00 per share. These are compensation-related “Required Shares” under the Non-Employee Directors' Equity Compensation Plan rather than market purchases, so no cash changed hands in the transaction.

Is Britton Taplin buying or selling Hyster-Yale (HY) stock on the open market?

This Form 4 does not show any open-market buying or selling by Britton Taplin. It reports an equity award of 1,139 shares at no cost and updates multiple indirect holdings, all described as held in trusts, LLCs or by a spouse, with beneficial ownership disclaimed.

What are the key indirect Hyster-Yale (HY) holdings reported for the director?

After the award, a trust for Britton Taplin holds 389,392 Class A shares. Other indirect holdings include 108,844 shares tied to Abigail LLC interests, 61,138 shares via Corky LLC, 11,510 shares held by his spouse, and 11,143 shares in a children’s trust where he is trustee.

What does it mean that the Hyster-Yale (HY) director disclaims beneficial ownership?

Disclaiming beneficial ownership means the director states he should not be viewed as the economic owner of certain reported shares. In this filing, many holdings are in trusts, LLCs, or family accounts, so he reports them for transparency but indicates limited or fiduciary economic interest.

Hyster-Yale (NYSE: HY) director granted 1,139 Class A shares as award

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